Top Forex & Prop Firm Licensing & Regulatory Compliance Agencies
Finding the right Licensing & Regulatory Compliance partner in online trading & prop firms takes more than a quick search. CobraSight curates vetted providers, validated through operator interviews, service-mix analysis, and a review of real client work. Use the filters to sort by budget, location, and specialism, then compare packages and published pricing side by side before you ever share your company name.
Carlton Fields
Carlton Fields advises financial institutions, investment companies, advisers, broker-dealers and digital-asset businesses on licensing, compliance, transactions, investigations, enforcement and litigation.
- Legal50%
- Compliance & Licensing44%
- Consulting6%
Salvus Funds
Salvus Funds supports investment firms, payment institutions, crypto-asset providers, funds, gaming businesses and regulated-entity transactions across multiple jurisdictions.
- Consulting52%
- Compliance & Licensing38%
- Data & Analytics5%
- Development5%
Abide Consulting Group
Abide Consulting Group is a New York-based boutique compliance advisory firm serving registered investment advisers, broker-dealers, commodity and futures firms, asset managers, wealth managers, and other financial institutions. It provides outsourced CCO and officer roles, registration support, compliance-program design, mock exams, acquisition due diligence, NFA filings, AML reviews, and operations support.
- Compliance & Licensing86%
- Consulting14%
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COVIS Compliance
COVIS Compliance markets forex broker licenses, EMI and payment licenses, SEC RIA registration, MSB and money-transmitter support, crypto and digital-asset compliance, company formation, banking and ongoing regulatory advisory.
- Compliance & Licensing86%
- Banking & Payments7%
- Corporate Services7%
Alternative Regulatory Solutions
Alternative Regulatory Solutions provides regulatory registrations, supervisory procedures, surveillance, AML testing, training, examination support and ongoing compliance services for U.S. securities firms.
- Compliance & Licensing83%
- Consulting11%
- Legal6%
AFSL House
AFSL House is a Sydney-based specialist legal and regulatory consultancy helping financial-services businesses obtain, buy, vary, operate under, and comply with Australian Financial Services Licences and Australian Credit Licences. Its sector coverage includes crypto and digital assets, brokers, fund managers, payments businesses, fintechs, and financial planners.
- Compliance & Licensing81%
- Consulting19%
RegComp Financial
RegComp Financial builds and administers compliance programs for RIAs, private funds, broker-dealers, capital acquisition brokers and family offices.
- Compliance & Licensing65%
- Audit & Assurance14%
- Risk & Cybersecurity14%
- Finance & Accounting7%
Zitadelle AG
Zitadelle AG advises brokers, payment firms, crypto businesses, fund managers, banks and gaming companies on licences, company formation, compliance, accounting, M&A and technology.
- Compliance & Licensing48%
- Consulting41%
- Development7%
- Other4%
Oyster Consulting, LLC
Oyster Consulting, now operating within CRC-Oyster, provides consulting, outsourced compliance and financial operations, capital-markets support, registration services and governance-risk-compliance software to broker-dealers, investment advisers, exchanges, ATS operators and other financial institutions.
- Compliance & Licensing42%
- Consulting42%
- Data & Analytics8%
- Development8%
Atomiq Consulting
Atomiq Consulting helps forex, CFD, prop-trading and digital-asset businesses with licensing, company formation, banking, payments, white-label platforms, technology, liquidity and go-to-market execution.
- Compliance & Licensing30%
- Consulting30%
- Development25%
- Marketing15%