Abide Consulting Group
Senior-led outsourced compliance for RIAs, broker-dealers, NFA firms, acquisitions, and financial-institution operations.
Senior-led outsourced compliance for RIAs, broker-dealers, NFA firms, acquisitions, and financial-institution operations.
- Min project size
- Custom quote required
- Employees
- 11–50
- Locations
- New York City, New York, United States
Estimated regulated-industry mix
- Online Trading & Prop Firms30%
- Other70%
Meet the Team
Abide Consulting Group is a New York-based boutique compliance advisory firm serving registered investment advisers, broker-dealers, commodity and futures firms, asset managers, wealth managers, and other financial institutions. The company is headquartered in New York City, New York, United States. Its team brings together expertise in RIA Compliance, RIA Registration, RIA Program Setup, Exams and Testing, Program Reviews, and Broker-Dealer Compliance to support clients through structuring, licensing, implementation, compliance, and ongoing administration.
Jane Shahmanesh is a managing partner at Abide Consulting Group with senior legal and compliance experience at Goldman Sachs, Credit Suisse, Citibank, Deutsche Asset Management, Lehman Brothers, and McGuireWoods.
Managing Partner with more than 25 years in financial services, including outsourced RIA compliance, wealth-management CCO roles, investment-management operations, derivatives, and institutional trading.
Managing Partner with legal and compliance leadership across consumer finance, private equity, investment management, broker-dealers, managed futures, private credit, and structured finance.
Managing Director with 35 years in financial services as a lawyer, compliance officer, and COO, including senior AML, wealth-management, private-bank, and investment-management roles.
Director with more than 10 years in regulatory compliance, including development, monitoring, and testing of programs for SEC-registered advisers and FINRA broker-dealers.
Director with experience in asset management, institutional trading, SEC enforcement, Citigroup risk management, mock exams, annual reviews, and global equity markets.
Pricing Snapshot
Pricing for this service isn't published. Please contact Abide Consulting Group with your specific needs and scope to receive a tailored quote.
Senior outsourced CCO coverage for registered investment advisers, including funds and wealth-management firms.
- CCO oversight
- Compliance governance
- Regulatory filings
- Annual review
- Business advice
Pricing may vary by scope, market, media spend, and third-party costs. Data was sourced from public materials or confirmed by the vendor.
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