Regulated broker-dealer infrastructure for private capital markets.
- Min project size
- Custom quote required
- Employees
- 51–200
- Locations
- Indianapolis, Indiana, United States
- Year founded
- Founded 2012
Estimated regulated-industry mix
- Online Trading & Prop Firms20%
- Other80%
Meet the Team
FNEX provides broker-dealer affiliation, compliance infrastructure, white-label private-market platforms, alternative-investment distribution and capital-markets technology. The company is headquartered in Indianapolis, Indiana, United States. Its team brings together expertise in Broker-Dealer Affiliation, Securities Licensing, International Distribution, Compliance Operations, AML and KYC, and Due Diligence to support products from architecture and development through launch, security, and ongoing operations.
Founded FNEX and leads its broker-dealer, private-market and technology strategy.
Leads compliance functions supporting FNEX's regulated securities activities.
Supports regulated distribution, supervision and private-market operations.
Leads FNEX Wealth and its alternative-investment offering for wealth firms.
Pricing Snapshot
No binding public price was located.
Regulatory affiliation and supervision for securities professionals operating through FNEX.
- FINRA affiliation
- Supervision
- Written supervisory procedures
- Transaction review
- Compliance support
No binding public price was located.
Pricing may vary by scope, market, media spend, and third-party costs. Data was sourced from public materials or confirmed by the vendor.
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