Sophie Grace
Australian financial-services licensing, AML/CTF, compliance, and legal support for CFD, crypto, fintech, funds, and credit firms.
Australian financial-services licensing, AML/CTF, compliance, and legal support for CFD, crypto, fintech, funds, and credit firms.
- Min project size
- Custom quote required
- Employees
- 1–10
- Locations
- Sydney, New South Wales, Australia
- Year founded
- Founded 2008
Estimated regulated-industry mix
- Online Trading & Prop Firms25%
- Crypto & Digital Assets12%
- Other63%
Meet the Team
Sophie Grace is a Sydney-based compliance and legal firm serving Australian and international financial-services and credit businesses. Its work includes AFSL and ACL applications, CFD-provider launch and compliance, AML and CTF and AUSTRAC programs, digital-asset and remittance regulation, funds management, fintech legal advisory, tailored compliance documents, and subscription-based portals. The company is headquartered in Sydney, New South Wales, Australia. Its team brings together expertise in AFSL Applications, AFSL Transactions, Responsible Managers, Training, Financial Requirements, and Ongoing Compliance to support clients through structuring, licensing, implementation, compliance, and ongoing administration.
Sophie Gerber serves as Director at Sophie Grace.
Alicia Pevely serves as General Manager at Sophie Grace.
Sarah Chapman serves as Head of Licensing at Sophie Grace.
Victoria Pasquale serves as Associate at Sophie Grace.
Larissa Tan serves as Junior Lawyer at Sophie Grace.
Hannah Murray serves as Digital and Content Co-ordinator at Sophie Grace.
Pricing Snapshot
Pricing for this service isn't published. Please contact Sophie Grace with your specific needs and scope to receive a tailored quote.
Support for businesses applying for an Australian Financial Services Licence.
End-to-end AFSL application preparation and ASIC management.
- Authorisation scoping
- Responsible Manager review
- Proof preparation
- Compliance framework
- ASIC submission
- Regulator correspondence
Pricing may vary by scope, market, media spend, and third-party costs. Data was sourced from public materials or confirmed by the vendor.
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